Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V.

    FRN 124940

    • [FCA CF] Manager of certification employee (since 1 Apr 2025)
    • [FCA CF] Client dealing (since 11 Jul 2024)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (27 May 2022 to 18 Sep 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (21 Apr 2017 to 18 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Jan 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (21 Apr 2017 to 18 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.