Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
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Coutts & Company
FRN 122287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
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- [FCA CF] Functions requiring qualifications (10 Jun 2019 to 20 Mar 2021)
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- CF30 Customer (3 Nov 2009 to 3 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.