Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (10 Jun 2019 to 20 Mar 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (3 Nov 2009 to 3 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.