Effimia Geraki

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UCAP Asset Management (UK) Ltd
FRN 915248
- [FCA CF] Client dealing (since 1 Jan 2026)
LGT Wealth Management UK LLP (no longer approved here)
FRN 471048
- [FCA CF] Client dealing (1 Feb 2020 to 8 Aug 2025)
- [FCA CF] Functions requiring qualifications (1 Feb 2020 to 8 Aug 2025)
- CF30 Customer (24 Jun 2014 to 8 Dec 2019)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF30 Customer (1 Nov 2007 to 28 Feb 2014)
- CF22 Investment Adviser (Trainee) (26 Jul 2007 to 31 Oct 2007)
EFG Private Bank Limited (no longer approved here)
FRN 144036
- CF21 Investment Adviser (1 Dec 2001 to 27 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.