Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Jun 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 24 Mar 2022)
    • [FCA CF] Manager of certification employee (14 May 2018 to 5 Jun 2018)
    • [FCA CF] Client dealing (15 Dec 2016 to 24 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (22 Jan 2003 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 24 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.