Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 28 Jun 2022)
- [FCA CF] Client dealing (since 28 Jun 2022)
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- [FCA CF] Functions requiring qualifications (12 Oct 2021 to 28 Mar 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 17 May 2021)
- CF30 Customer (25 Jan 2017 to 8 Dec 2019)
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- CF30 Customer (21 Dec 2007 to 23 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.