Edwin Snapper

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Veracity Financial Planning Ltd

    FRN 961278

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Manager of certification employee (since 5 Oct 2022)
    • SMF16 Compliance Oversight (since 5 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Oct 2022)
    • SMF3 Executive Director (since 5 Oct 2022)
    • [FCA CF] Client dealing (since 5 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2022)
    • Responsibility for MCD Intermediation (since 5 Oct 2022)
    • Responsible for Insurance Distribution (since 5 Oct 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 8 Dec 2009)
    • CF21 Investment Adviser (8 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Jun 2005 to 8 Sep 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Dec 2002 to 24 Jun 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.