Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (7 Sep 2010 to 25 Apr 2012)
    • CF21 Investment Adviser (14 Apr 2005 to 18 Aug 2006)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.