Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MWC Group UK
FRN 973440
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 22. Designing scripted questions for execution-only sales of equity release transactions
- 23. Overseeing execution-only sales on a day-to-day basis in relation to equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 25 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.