Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
AIB GROUP (UK) P.L.C.
FRN 122088
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Functions requiring qualifications (since 7 Mar 2017)
- [FCA CF] Client dealing (since 7 Mar 2017)
- CF30 Customer (21 Mar 2013 to 6 Mar 2016)
-
Allied Irish Banks Plc
FRN 204793
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Functions requiring qualifications (since 7 Mar 2017)
- [FCA CF] Client dealing (since 7 Mar 2017)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (16 May 2006 to 31 Oct 2007)
- CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.