Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (16 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.