Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF30 Customer (since 4 Jun 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 8 Jun 2021)
    • CF30 Customer (since 24 May 2021)
    • (5)Employed By (since 24 May 2021)
  • Stuart Davies Wealth Consultancy Ltd (no longer approved here)

    FRN 789705

    • (2)Employed By (6 Sep 2019 to 12 May 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (10 Oct 2018 to 12 May 2020)
    • CF4 Partner (AR) (10 Oct 2018 to 20 Sep 2019)
  • Prospera Wealth Management LLP (no longer approved here)

    FRN 677269

    • (15)Employed By (10 Oct 2018 to 12 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at V-Financial Ltd

  2. controlled function added: (5)Employed By at V-Financial Ltd