Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 20 Jun 2024)
- [FCA CF] Manager of certification employee (since 20 Jun 2024)
- CF30 Customer (11 Apr 2008 to 30 Dec 2009)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 5 Feb 2024)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (12 Jun 2020 to 2 Sep 2022)
- CF30 Customer (2 Oct 2008 to 6 Mar 2016)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 5 Feb 2024)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (12 Jun 2020 to 2 Sep 2022)
- CF30 Customer (2 Oct 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.