Edward Vivian Wicks

• LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED

  FRN 119272

  • [FCA CF] Material risk taker (since 1 Apr 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 31 Mar 2020)
  • CF30 Customer (7 Jul 2015 to 8 Dec 2019)
• BlackRock Advisors (UK) Limited (no longer approved here)

  FRN 119186

  • CF30 Customer (3 Feb 2012 to 27 Feb 2015)
• BlackRock Investment Management (UK) Limited (no longer approved here)

  FRN 119293

  • CF30 Customer (3 Feb 2012 to 27 Feb 2015)
• BlackRock International Limited (no longer approved here)

  FRN 178638

  • CF30 Customer (3 Feb 2012 to 27 Feb 2015)
• BlackRock Institutional Trust Company, N.A. (no longer approved here)

  FRN 409343

  • CF30 Customer (3 Feb 2012 to 27 Feb 2015)
• JPMorgan Chase Bank, National Association (no longer approved here)

  FRN 124491

  • CF30 Customer (2 Jun 2008 to 3 Apr 2011)
• J.P. Morgan Securities plc (no longer approved here)

  FRN 155240

  • CF30 Customer (2 Jun 2008 to 3 Apr 2011)
• J.P. Morgan Markets Limited (no longer approved here)

  FRN 114031

  • CF30 Customer (1 Nov 2007 to 3 Apr 2011)
  • CF21 Investment Adviser (17 May 2006 to 31 Oct 2007)
• Societe Generale (no longer approved here)

  FRN 124866

  • CF21 Investment Adviser (4 Oct 2004 to 10 Apr 2006)

No changes recorded yet.