Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (13 Jul 2022 to 16 Jul 2024)
- [FCA CF] Material risk taker (1 Nov 2021 to 30 May 2025)
- [PRA CF] Significant risk taker or Material risk taker (1 Nov 2021 to 30 May 2025)
- [FCA CF] Client dealing (16 Oct 2017 to 30 May 2025)
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- CF30 Customer (10 Dec 2015 to 4 Mar 2016)
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- CF30 Customer (10 Aug 2009 to 11 May 2015)
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- CF30 Customer (18 Dec 2008 to 31 Jul 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.