Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 31 Jan 2020)
    • [PRA CF] Managing a material risk taker (since 31 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • CF30 Customer (27 May 2015 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (27 May 2015 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (17 May 2013 to 30 Apr 2015)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (10 Aug 2009 to 10 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.