Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs International
FRN 142888
- [FCA CF] Manager of certification employee (since 31 Jan 2020)
- [PRA CF] Managing a material risk taker (since 31 Jan 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
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Goldman Sachs International Bank
FRN 124659
- [FCA CF] Client dealing (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
- CF30 Customer (27 May 2015 to 6 Mar 2016)
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- CF30 Customer (27 May 2015 to 6 Mar 2016)
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- CF30 Customer (17 May 2013 to 30 Apr 2015)
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- CF30 Customer (10 Aug 2009 to 10 Feb 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.