Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 3 Jan 2025)
- CF30 Customer (since 30 Dec 2024)
- Appointed representative dealing with clients for which they require qualification (18 Sep 2020 to 21 Sep 2023)
- CF30 Customer (1 Apr 2020 to 21 Sep 2023)
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Ian Cockbain Wealth Management Limited
FRN 416200
- (4)Employed By (since 30 Dec 2024)
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- Appointed representative dealing with clients for which they require qualification (15 Feb 2024 to 2 Dec 2024)
- CF30 Customer (10 Feb 2024 to 2 Dec 2024)
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- (480)Employed By (10 Feb 2024 to 2 Dec 2024)
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- (18)Employed By (1 Apr 2020 to 21 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.