Edward Thomas Johnstone

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED

    FRN 143336

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 2 Mar 2024)
    • [FCA CF] Manager of certification employee (since 29 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2017)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (2 Dec 2015 to 25 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

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