Edward Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED

    FRN 472929

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 29 Aug 2023)
    • [FCA CF] Client dealing (since 6 Jun 2023)
  • J. EDWARD SELLARS AND PARTNERS LIMITED (no longer approved here)

    FRN 116320

    • [FCA CF] Functions requiring qualifications (1 Sep 2022 to 24 Dec 2022)
    • [FCA CF] Client dealing (1 Aug 2022 to 24 Dec 2022)

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Updates to this individual's record on the FCA register.

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