Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atom Bank PLC

    FRN 661960

    • [FCA CF] Material risk taker (since 10 Sep 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Oct 2014 to 31 Jan 2016)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2016)
    • CF21 Investment Adviser (31 May 2007 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (1 Oct 2014 to 31 Jan 2016)
    • CF30 Customer (26 May 2011 to 31 Jan 2016)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF19 Significant Mgt (Financial Resources) (1 Apr 2004 to 21 Sep 2005)
    • CF1 Director (24 Mar 2004 to 21 Sep 2005)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.