Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Financial Limited
FRN 497604
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 5 Jan 2024)
- CF30 Customer (since 17 Dec 2023)
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AFL Financial Planning Services Limited
FRN 516642
- (7)Employed By (since 17 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at AFL Financial Planning Services Limited
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controlled function added: (7)Employed By at AFL Financial Planning Services Limited