Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 13 Nov 2025)
    • [FCA CF] Material risk taker (since 23 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Oct 2025)
    • [FCA CF] Client dealing (since 19 Sep 2025)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 13 Nov 2025)
    • [FCA CF] Material risk taker (since 23 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Oct 2025)
    • [FCA CF] Client dealing (since 19 Sep 2025)
    • [FCA CF] Manager of certification employee (since 13 Nov 2025)
    • [FCA CF] Material risk taker (since 23 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Oct 2025)
    • [FCA CF] Client dealing (since 19 Sep 2025)
  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 14 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Feb 2020)
    • [FCA CF] Client dealing (since 12 Feb 2020)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 14 Jul 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 14 Jul 2025)
    • [FCA CF] Manager of certification employee (14 Apr 2020 to 3 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (12 Feb 2020 to 3 Jun 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (12 Feb 2018 to 16 Sep 2019)
    • [FCA CF] Manager of certification employee (6 Nov 2017 to 17 Jun 2019)
    • [FCA CF] Client dealing (6 Nov 2017 to 17 Jun 2019)
    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 6 Nov 2017)
    • CF29 Significant management (29 May 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Oct 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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