Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Client dealing (since 2 Feb 2022)
- [FCA CF] Manager of certification employee (since 2 Feb 2022)
- [FCA CF] Material risk taker (since 2 Feb 2022)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Material risk taker (since 2 Feb 2022)
- [FCA CF] Client dealing (since 2 Feb 2022)
- [FCA CF] Manager of certification employee (since 2 Feb 2022)
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- [FCA CF] Manager of certification employee (1 Aug 2017 to 28 Oct 2021)
- [PRA CF] Significant risk taker or Material risk taker (1 Aug 2017 to 28 Oct 2021)
- [PRA CF] Managing a material risk taker (1 Aug 2017 to 28 Oct 2021)
- [FCA CF] Algorithmic trading (1 Aug 2017 to 28 Oct 2021)
- [FCA CF] Client dealing (1 Aug 2017 to 28 Oct 2021)
- [FCA CF] Material risk taker (1 Aug 2017 to 28 Oct 2021)
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- CF30 Customer (29 Jan 2009 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.