Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • [FCA CF] Client dealing (1 Apr 2020 to 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 31 Mar 2022)
    • CF30 Customer (1 Mar 2011 to 8 Dec 2019)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
    • CF22 Investment Adviser (Trainee) (19 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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