Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Significant management (7 Mar 2017 to 1 Aug 2024)
    • CF30 Customer (4 Jun 2014 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 6 Nov 2013)
    • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.