Edward Richardson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 11 Sep 2020)
    • CF30 Customer (since 18 Aug 2020)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (342)Employed By (since 18 Aug 2020)
  • Thornton & Baines Independent Financial Advisers Limited (no longer approved here)

    FRN 462513

    • CF30 Customer (5 Sep 2012 to 7 Aug 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 5 Sep 2012)
    • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jan 2006 to 10 Jan 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (13 Dec 2004 to 2 Dec 2005)
    • CF22 Investment Adviser (Trainee) (1 Jun 2004 to 13 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.