Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Feb 2015)
    • (1)Employed By (since 29 Jan 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (23 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Jul 2005 to 23 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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