Edward Philip Harvey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Farley & Thompson LLP (no longer approved here)

    FRN 461601

    • [FCA CF] Client dealing (9 Mar 2022 to 29 Jul 2022)
    • [FCA CF] Material risk taker (9 Mar 2022 to 29 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Mar 2022 to 29 Jul 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Dec 2020)
    • SMF27 Partner (9 Dec 2019 to 29 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (10 Jul 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (2 Apr 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (2 Apr 2007 to 8 Dec 2019)
    • CF4 Partner (2 Apr 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.