Edward Peter William Pailthorpe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 30 Jan 2023)
    • [PRA CF] Managing a material risk taker (since 30 Jan 2023)
    • [FCA CF] Material risk taker (since 8 Sep 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Sep 2017)
    • [FCA CF] Client dealing (since 11 Oct 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (12 Feb 2014 to 23 Jul 2015)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (21 Nov 2009 to 19 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

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