Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 8 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 11 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (26 Sep 2023 to 18 Sep 2025)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2002)
    • CF27 Investment Management (1 Dec 2001 to 8 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.