Edward Patrick Beresford Fisher

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gaudium Associates Limited

    FRN 750294

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (22 May 2015 to 12 Dec 2018)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (14 May 2015 to 14 Jun 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (9 Jan 2012 to 1 Jun 2017)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (1 Nov 2007 to 16 Jan 2008)
    • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.