Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Aviva Investors Global Services Limited
FRN 119178
- [FCA CF] Material risk taker (since 1 Jan 2023)
- [FCA CF] Manager of certification employee (since 4 Mar 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (28 Jul 2015 to 8 Dec 2019)
- CF26 Customer Trading (24 Jan 2006 to 31 Oct 2007)
-
Aviva Investors UK Fund Services Limited
FRN 119310
- [FCA CF] Material risk taker (since 1 Jan 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.