Edward Michael Matless

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Jan 2024)
  • Martin Smith Independent Financial Adviser Ltd (no longer approved here)

    FRN 944677

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jun 2021 to 18 Aug 2023)
    • SMF3 Executive Director (24 Jun 2021 to 18 Aug 2023)
    • [FCA CF] Client dealing (24 Jun 2021 to 22 Aug 2023)
    • [FCA CF] Functions requiring qualifications (24 Jun 2021 to 22 Aug 2023)
    • [FCA CF] Manager of certification employee (24 Jun 2021 to 22 Aug 2023)
    • [FCA CF] Material risk taker (24 Jun 2021 to 22 Aug 2023)
    • [FCA CF] Significant management (24 Jun 2021 to 22 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.