Edward McMurdo Farley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED

    FRN 193418

    • [FCA CF] Material risk taker (since 1 Jul 2020)
    • [FCA CF] Client dealing (since 1 Jul 2020)
    • SMF3 Executive Director (since 23 Dec 2019)
    • CF29 Significant management (26 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (21 Sep 2007 to 31 Oct 2007)
  • Gordian Knot Limited (no longer approved here)

    FRN 170759

    • CF27 Investment Management (9 May 2003 to 30 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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