Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (9 Jan 2023 to 31 Jul 2024)
- [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
- [FCA CF] Client dealing (6 Dec 2021 to 19 Jan 2026)
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- [FCA CF] Material risk taker (27 Jan 2020 to 27 Nov 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 27 Nov 2021)
- CF30 Customer (14 Jan 2010 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2003)
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- [FCA CF] Client dealing (7 Mar 2016 to 27 Nov 2021)
- CF30 Customer (13 Feb 2015 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 27 Nov 2021)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.