Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Mar 2026)
    • [FCA CF] Client dealing (since 12 Mar 2026)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Mar 2026)
    • CF30 Customer (25 Jun 2015 to 8 Dec 2019)
  • Hallmark Financial Advisers Ltd (no longer approved here)

    FRN 209171

    • (4)Employed By (7 Feb 2002 to 27 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.