Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Manager of certification employee (since 1 Oct 2024)
- [FCA CF] Client dealing (since 1 Oct 2024)
- [FCA CF] Significant management (since 1 Oct 2024)
- [FCA CF] Material risk taker (26 Jan 2022 to 23 Sep 2022)
- [FCA CF] Significant management (24 Sep 2018 to 19 Feb 2024)
- [FCA CF] Manager of certification employee (24 Sep 2018 to 5 Feb 2021)
- [FCA CF] Client dealing (27 Feb 2017 to 27 Jan 2023)
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 1 Oct 2024)
- [FCA CF] Client dealing (since 1 Oct 2024)
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- [FCA CF] Significant management (16 Dec 2024 to 5 Feb 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.