Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 10 Oct 2024)
    • [FCA CF] Material risk taker (since 10 Oct 2024)
    • [FCA CF] Client dealing (since 1 Aug 2017)
    • [FCA CF] Manager of certification employee (since 1 Aug 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (7 Jul 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (7 Jul 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (11 Jan 2011 to 3 Apr 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 18 Oct 2010)
    • CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jan 2005 to 1 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.