Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- [PRA CF] Significant risk taker or Material risk taker (since 10 Oct 2024)
- [FCA CF] Material risk taker (since 10 Oct 2024)
- [FCA CF] Client dealing (since 1 Aug 2017)
- [FCA CF] Manager of certification employee (since 1 Aug 2017)
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- CF30 Customer (7 Jul 2014 to 6 Mar 2016)
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- CF30 Customer (7 Jul 2014 to 6 Mar 2016)
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- CF30 Customer (11 Jan 2011 to 3 Apr 2014)
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- CF30 Customer (1 Nov 2007 to 18 Oct 2010)
- CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Jan 2005 to 1 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.