Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 1 May 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (29 Aug 2003 to 31 Oct 2007)
- CF8 Apportionment and Oversight (29 Aug 2003 to 31 Mar 2009)
- CF11 Money Laundering Reporting (29 Aug 2003 to 2 Sep 2019)
- CF10 Compliance Oversight (29 Aug 2003 to 2 Sep 2019)
- CF1 Director (29 Aug 2003 to 8 Dec 2019)
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- CF1 Director (19 Feb 2004 to 24 Feb 2005)
- CF11 Money Laundering Reporting (19 Feb 2004 to 24 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.