Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 16 Dec 2010)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (30 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Jan 2006 to 30 May 2006)
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White House Capital Management Ltd
FRN 219194
- Employed By (since 25 Jan 2006)
- Employed By (3 Oct 2002 to 1 Sep 2004)
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- CF22 Investment Adviser (Trainee) (3 Oct 2002 to 1 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.