Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Caburn Advisers LLP
FRN 468094
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (10 Jul 2007 to 31 Oct 2007)
- CF11 Money Laundering Reporting (10 Jul 2007 to 8 Dec 2019)
- CF27 Investment Management (10 Jul 2007 to 31 Oct 2007)
- CF3 Chief Executive (10 Jul 2007 to 8 Dec 2019)
- CF4 Partner (10 Jul 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (10 Jul 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.