Edward John Pinnock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heath Crawford Financial Services LLP (no longer approved here)

    FRN 489680

    • [FCA CF] Significant management (9 Dec 2019 to 25 Oct 2021)
    • SMF27 Partner (9 Dec 2019 to 9 Nov 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 25 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Nov 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 9 Nov 2021)
    • CF11 Money Laundering Reporting (3 Nov 2008 to 8 Dec 2019)
    • CF4 Partner (3 Nov 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.