Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 16 Sep 2014)
    • CF30 Customer (since 19 Apr 2011)
    • (1)Employed By (since 12 May 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 May 2010 to 7 Apr 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (15 Jul 2004 to 23 Dec 2004)
    • CF22 Investment Adviser (Trainee) (10 May 2002 to 15 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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