Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 27 Feb 2025)
- Appointed representative dealing with clients for which they require qualification (since 9 Jun 2022)
- CF30 Customer (since 12 Apr 2022)
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Aurelian Financial Planning Ltd
FRN 1026441
- (1)Employed By (since 27 Feb 2025)
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- (3)Employed By (12 Apr 2022 to 27 Mar 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Stringer Mann
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controlled function added: (3)Employed By at Stringer Mann