Edward John Cholmondeley James-Moore

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 2 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (7 Jul 2013 to 6 Mar 2016)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (11 Feb 2010 to 7 Jul 2013)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF21 Investment Adviser (7 Nov 2002 to 5 Jul 2004)
    • CF22 Investment Adviser (Trainee) (6 Jun 2002 to 7 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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