Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 23 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 23 Oct 2025)
  • James Hambro & Partners LLP (no longer approved here)

    FRN 513246

    • [FCA CF] Client dealing (8 Jan 2021 to 7 Apr 2025)
    • [FCA CF] Functions requiring qualifications (8 Jan 2021 to 7 Apr 2025)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (26 Sep 2013 to 8 Dec 2019)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (9 Mar 2009 to 28 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.