Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rothschild & Co Wealth Management UK Limited
FRN 218613
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 23 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 23 Oct 2025)
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- [FCA CF] Client dealing (8 Jan 2021 to 7 Apr 2025)
- [FCA CF] Functions requiring qualifications (8 Jan 2021 to 7 Apr 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
- CF30 Customer (26 Sep 2013 to 8 Dec 2019)
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- CF30 Customer (9 Mar 2009 to 28 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.