Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • SMF4 Chief Risk (24 Jun 2022 to 22 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (28 Feb 2022 to 3 Feb 2025)
    • [PRA CF] Managing a material risk taker (28 Feb 2022 to 3 Feb 2025)
    • [FCA CF] Material risk taker (28 Feb 2022 to 3 Feb 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (15 Jan 2021 to 16 Sep 2021)
    • [FCA CF] Manager of certification employee (12 Jan 2021 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Aug 2019 to 4 Sep 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (12 Jan 2021 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Aug 2019 to 4 Sep 2019)
    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 9 Jun 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 27 May 2008)
    • CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 27 May 2008)
    • CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.