Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF4 Chief Risk (24 Jun 2022 to 22 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (28 Feb 2022 to 3 Feb 2025)
- [PRA CF] Managing a material risk taker (28 Feb 2022 to 3 Feb 2025)
- [FCA CF] Material risk taker (28 Feb 2022 to 3 Feb 2025)
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- [PRA CF] Managing a material risk taker (15 Jan 2021 to 16 Sep 2021)
- [FCA CF] Manager of certification employee (12 Jan 2021 to 9 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (7 Aug 2019 to 4 Sep 2019)
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- [FCA CF] Manager of certification employee (12 Jan 2021 to 9 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (7 Aug 2019 to 4 Sep 2019)
- [PRA CF] Managing a material risk taker (1 Jul 2018 to 9 Jun 2019)
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- CF30 Customer (1 Nov 2007 to 27 May 2008)
- CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 27 May 2008)
- CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.