Edward James Trevail Phillips

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Manager of certification employee (since 7 Mar 2024)
- [FCA CF] Client dealing (since 6 Jun 2022)
Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 7 Mar 2024)
- [FCA CF] Client dealing (since 6 Jun 2022)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
- CF30 Customer (1 Nov 2018 to 8 Dec 2019)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- CF30 Customer (5 Jun 2018 to 29 Oct 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.