Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Xentum Limited

    FRN 912036

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 22 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2020)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (26 Oct 2018 to 20 Feb 2020)
  • Xentum Limited (no longer approved here)

    FRN 796582

    • Employed By (26 Oct 2018 to 20 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

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