Edward James Marlow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ideal Mortgages Limited

    FRN 458958

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 17 Jan 2013)
    • Responsible for Insurance Mediation (2 Jan 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (2 Jan 2007 to 22 Jan 2013)
    • CF10 Compliance Oversight (2 Jan 2007 to 22 Jan 2013)
    • CF1 Director (2 Jan 2007 to 8 Dec 2019)
  • A1 Intelligent Investments Ltd (no longer approved here)

    FRN 186692

    • (5)Employed By (3 Jul 2000 to 4 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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