Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CCLA INVESTMENT MANAGEMENT LIMITED
FRN 119281
- [FCA CF] Client dealing (since 27 Oct 2020)
- [FCA CF] Functions requiring qualifications (27 Oct 2020 to 26 Sep 2023)
- CF30 Customer (19 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (23 Mar 2012 to 27 Mar 2018)
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- CF30 Customer (1 Nov 2007 to 24 Feb 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.