Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Holder & Combes Limited
FRN 574786
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
- [FCA CF] Manager of certification employee (since 19 Dec 2019)
- [FCA CF] Client dealing (since 19 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF30 Customer (3 Sep 2012 to 8 Dec 2019)
- CF1 Director (3 Sep 2012 to 8 Dec 2019)
- Responsible for Insurance Mediation (3 Sep 2012 to 30 Sep 2018)
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- Employed By (25 Apr 2008 to 2 Sep 2012)
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- CF21 Investment Adviser (1 Jun 2005 to 19 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.